Privacy Policy

Please read this Policy carefully. It gives you important information about how RJ Patterson Capital Investment Group, Inc. handles non-public personal information (“Personal Information”) that we may receive about you. It applies to all of our past, present, and future clients and will continue to apply when you are no longer a client.

We Care about Your Privacy

RJ Patterson Capital Investment Group, Inc. considers your privacy to be a fundamental aspect of our relationship with you, and we strive to maintain the confidentiality, integrity, and security of our Personal Information. To ensure your privacy, we have developed policies that are designed to protect your Personal Information while allowing your needs to be served.

Information We May Collect

In the course of providing you with products and services, RJ Patterson Capital Investment Group, Inc. may obtain Personal Information about you, which may come from sources such as account application and other forms, from other written, electronic, or verbal communications, from account transactions, from a brokerage or financial advisory firm, financial advisor or consultant, and/or from information you provide. You are not required to supply any of the Personal Information that we may request. However, failure to do so may result in us being unable to open and maintain your account, or to provide services to you.

How Your Information Is Shared

RJ Patterson Capital Investment Group, Inc. does not disclose your Personal Information to anyone for marketing purposes. We disclose your Personal Information only to those service providers, affiliated and non-affiliated, who need the information for everyday business purposes, such as to respond to your inquiries, to perform services, and/or to service and maintain your account. This applies to all of the categories of Personal Information we collect about you. The service providers who receive your Personal Information also may use it to process your transactions, provide you with materials (including preparing and mailing prospectuses and shareholder reports and gathering shareholder proxies), and provide you with account statements and other materials relating to your account. These service providers provide services at our direction, and under their agreements with us, are required to keep your Personal Information confidential and to use it only for providing the contractually required services. Our service providers may not use your Personal Information to market products and services to you except in conformance with applicable laws and regulations.

RJ Patterson Capital Investment Group, Inc. also may provide your Personal Information to your respective brokerage or financial advisory firm, custodian, and/or to your financial advisor or consultant. In addition, we reserve the right to disclose or report Personal Information to third parties, in limited circumstances, where we believe in good faith that disclosure is required under law, to cooperate with regulators or law enforcement authorities or pursuant to other legal process, or to protect our rights or property, including to enforce our Privacy Policy or other agreements with you. Personal Information collected by us may also be transferred as part of a corporate sale, restructuring, bankruptcy, or other transfer of assets.

Security of Your Information

RJ Patterson Capital Investment Group, Inc. maintains your Personal Information for as long as necessary for legitimate business purposes or otherwise as required by law. In maintaining this information, we have implemented appropriate procedures that are designed to restrict access to your Personal Information only to those who need to know that information in order to provide products and/or services to you. In addition, we have implemented physical, electronic, and procedural safeguards to help protect your Personal Information.

Changes to Our Privacy Policy

RJ Patterson Capital Investment Group, Inc. may modify this Privacy Policy from time-to-time to reflect changes in related practices and procedures, or applicable laws and regulations. If we make changes, we will notify you on our website and the revised Policy will become effective immediately upon posting to our website. We will also provide account owners with a copy of our Privacy Policy annually. We encourage you to visit our website periodically to remain up to date on our Privacy Policy. You acknowledge that by using our website after we have posted changes to this Privacy Policy, you are agreeing to the terms of the Privacy Policy as modified.

Mobile and SMS Messaging Privacy and Opt Out

If you provide us with a mobile phone number, we may use it to communicate with you for customer service purposes such as scheduling, onboarding, and responding to inquiries. Mobile phone contact information and SMS consent will not be shared, sold, rented, or otherwise distributed to third parties for their marketing purposes. We do not sell your personal information.

Opt out: You can stop receiving text messages at any time by replying STOP.
Help: For assistance, reply HELP or contact us at +16193314133.

Message frequency may vary. Message and data rates may apply.

Obtaining Additional Information

If you have any questions about this Privacy Policy or our privacy related practices in the United States, you may contact RJ Patterson Capital Investment Group, Inc.